Schad Tenbroeck

Current Employers

Sequoia Financial, Llc

204 North Floral Ave Suite A, Visalia, CA 93291 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-11-24
CA	RA	APPROVED	2019-09-18

TX RA
APPROVED_RES

Since 2021-11-24
CA RA
APPROVED

Since 2019-09-18

Branch Locations

204 North Floral Ave Suite A, Visalia, CA 93291 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Schad Tenbroeck Companies Dba Tenbroeck Insurance Services	Visalia	CA	03/2016	Present
Teksystems	San Jose	CA	03/2018	05/2018
Sequoia Financial, Llc	Visalia	CA	02/2019	Present

03/2016 → Present

Schad Tenbroeck Companies Dba Tenbroeck Insurance Services

Visalia, CA
03/2018 → 05/2018

Teksystems

San Jose, CA
02/2019 → Present

Sequoia Financial, Llc

Visalia, CA

Other Businesses

TENBROECK INSURANCE SERVICES; INVESTMENT RELATED; SAME OFFICE AS FIRM; OWNER/INSURANCE AGENT; 03/2016 TO PRESENT; 32 HOURS PER MONTH; INSURANCE SALES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-07-24

S65 Uniform Investment Adviser Law Examination

2019-07-24

View on SEC IAPD

Current Employers

Sequoia Financial, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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