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Shawn Michael Sebert

Ameriprise Financial Services, LLC

Visalia, CA

Visalia, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-04-19
CA RA APPROVED 1997-12-15
  • TX RA
    APPROVED_RES
    Since 2011-04-19
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

108 W Center Ave, Visalia, CA 93291 • United States

Visalia, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Visalia CA 09/2005 03/2020
Ameriprise Financial Services, Llc Visalia CA 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-24
  • S63 Uniform Securities Agent State Law Examination
    1994-01-24
Other Names
  • Shawn Michael Sebert

View on SEC IAPD

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Other Offices

GILMAN HARRIS TRAVIOLI SLOVER ACCOUNTANCY CORPORATION · VISALIA, CA
LPL FINANCIAL LLC · VISALIA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · VISALIA, CA
SEQUOIA FINANCIAL, LLC · VISALIA, CA
OSAIC WEALTH, INC. · VISALIA, CA
MORGAN STANLEY · VISALIA, CA
MOLANO WEALTH MANAGEMENT · VISALIA, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Visalia, CA

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