Troy Rafael Fox

Rbc Capital Markets, LLC

Gaithersburg, MD

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2009-07-10
DC	RA	APPROVED	2009-05-05

MD RA
APPROVED

Since 2009-07-10
DC RA
APPROVED

Since 2009-05-05

Branch Locations

111 Rockville Pike Suite 825, Rockville, MD 20850-5117 • United States

Gaithersburg, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Washington	DC	04/2009	Present
City National Bank	Rockville	MD	05/2017	Present

04/2009 → Present

Rbc Capital Markets, Llc

Washington, DC
05/2017 → Present

City National Bank

Rockville, MD

Previous Registrations

2006-02-21 → 2009-05-15

Citigroup Global Markets Inc.

Bethesda, MD

New York, NY

Bethesda, MD
2000-09-28 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Bethesda, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-09
S63	Uniform Securities Agent State Law Examination	1996-06-24

S65 Uniform Investment Adviser Law Examination

1999-11-09
S63 Uniform Securities Agent State Law Examination

1996-06-24

Other Names

Troy R Fox

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · ROCKVILLE, MD

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKVILLE, MD

NAVY FEDERAL INVESTMENT SERVICES, LLC · Rockville, MD

STATE FARM INVESTMENT MANAGEMENT CORP. · N Bethesda, MD

J.P. MORGAN SECURITIES LLC · Rockville, MD

UNITED BROKERAGE SERVICES, INC · ROCKVILLE, MD

PROFIT INVESTMENTS · NORTH BETHESDA, MD

ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

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