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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2002-07-22 |
Branch Locations
2050 Main Street Suite 520, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2002 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2002 | Present |
1. Outside Fixed Business. 2. President/CEO. Dream Retirement Strategies, LLC - 2050 Main Street, Suite 520 Irvine, CA 92614. Investment related DBA for Equitable business. 40hrs per month. 3. Referral arrangement for P&C business with The Baldwin Group Insurance Holdings, LLC / The Baldwin Insurance Group, Inc. 4. Trustee of personal family trust. 5. Trustee of Immediate Family Member's trust.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-03-19 |
| S65 | Uniform Investment Adviser Law Examination | 1994-06-15 |
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