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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-31 |
Branch Locations
1200 W Granada Blvd Unit 6B, Ormond Beach, FL 32174 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Ormond Beach | FL | 06/2009 | 05/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 05/2024 |
| Wells Fargo Advisors Financial Network, Llc | Ormond Beach | FL | 05/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 05/2024 |
DAN WALLER LLC; INV RELATED; PORT ORANGE, FL; 100% OWNERSHIP; START 05/29/2024; 1 HOUR PER MONTH; 1 HOUR DURING TRADING; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-16 |
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