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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-19 |
| CA | RA | APPROVED | 1997-12-31 |
Branch Locations
20284 Redwood Rd, Castro Valley, CA 94546 • United States
20284 Redwood Road, Castro Valley, CA 94546 • United States
1101 Marina Village Pkwy Ste 201, Alameda, CA 94501 • United States
20284 Redwood Road, Castro Valley, CA 94546 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2005-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Alameda | CA | 08/1996 | Present |
| E. Demmler & Associates | Alameda | CA | 01/2002 | Present |
1. 7/3/2013 - E. Demmler & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 10%. 2. 9/6/2018 - E. Demmler & Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Stated 05/2005 - 8 Hours Per Month During Securities Trading - Time Spent 5% - I provide financial planning and consulting services through E. Demmler & Associates, an independent investment advisor firm. I started this business activity in 05/2005. I expect to spend approximately 8 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-11-20 |
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