Joseph Fisch Gallivan

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → Present
  Raymond James & Associates, Inc.
  Nashville, TN

Previous Registrations

• 2005-06-30 → 2006-10-06
  Truist Investment Services, Inc.
  Nashville, TN
  Nashville, TN
• 2002-07-05 → 2005-06-30
  Truist Securities, Inc.
  Nashville, TN

Other Businesses

(1)Name of Business: Don Gibson American Music Foundation Address: 4400 Hillcott Drive, Nashville, TN, 37215, United States Activity Type: Non profit Position/Title: Director Investment Related: Yes Start Date: 04/11/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: One of 3 current members to help direct grants. Foundation is working to continue the legacy of Don Gibson thru music.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-05
• S63 Uniform Securities Agent State Law Examination
  1992-11-20

Other Names

• Joe Gallivan