Adam Fletcher Griffiths

Current Employers

Employment History

• 01/2002 → 08/2019
  Lionheart Financial
  Mokena, IL
• 07/2012 → 06/2019
  Lionheart Ventures, Llc
  Mokena, IL
• 09/2014 → 06/2020
  Voya Financial Advisors
  Mokena, IL
• 06/2020 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2020 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2004-01-01 → 2020-06-30
  Voya Financial Advisors, Inc.
  Chicago, IL
  Cedar Rapids, IA
  Mokena, IL
  Des Moines, IA
  Oak Brook, IL
  Phoenix, AZ
  Hiawatha, IA
  Chicago, IL
  Oak Brook, IL
  Norwalk, IA
• 2003-01-22 → 2004-01-01
  Locust Street Securities, Inc.
  Mokena, IL

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 06/2020, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 2) ILLINOIS HIGH SCHOOL ASSOCIATION, 2715 MCGRAW DR, BLOOMINGTON, IL, 03/2017, SOCCER REFEREE, NIR, 24 HR/MO, 0 HR/MO TRADING. 3) GLOBAL SHRINKING, LLC, 11146 FRONT ST, MOKENA, IL, 06/2010, OWNER, REAL ESTATE MANAGEMENT, NIR, 1 HR/MO, 0 HR/MO TRADING. 4) LIONHEART FINANCIAL, LTD, 11146 FRONT ST, MOKENA, IL, 02/1991, PRESIDENT, INVESTMENT AND INSURANCE MANAGEMENT, INV REL, 40 HR/MO, 0 HR/MO TRADING. 5) INSURANCE AGENT, 11146 FRONT ST, MOKENA, IL, 02/1991, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 12 HR/MO, 0 HR/MO TRADING. 6) FRONT WOLF CONDO ASSOCIATION, 11146 FRONT ST, MOKENA, IL, 06/2010, BOARD MEMBER, NIR, 1 HR/YR, 0 HR/YR TRADING. 7) GRIT AND GRAFT, 11146 FRONT ST, MOKENA, IL, 09/2018, AUTHOR, NIR, 40 HR/MO, 0 HR/MO TRADING. 8) LIONHEART SCHOLARSHIP, 11146 FRONT ST, MOKENA, IL, 10/2021, FOUNDER, SCHOLARSHIP PROGRAM, NIR, 1 HR/MO, 0 HR/MO TRADING. 9) MONEY MINDSET PROGRAM LLC, 11146 FRONT ST, MOKENA, IL, 01/2024, PRESIDENT, FINANCIAL COACHING, NIR, 20 HR/MO, 20 HR/MO TRADING. 10) MY MONEY VISION, 11146 Front Street, Mokena IL 60448-1525, United States, START DATE 08/2025, Founder, I am not an owner - although I was a founder. I do provide capital to the Founders for ongoing expenses, NIR, 12 HR/MO - 0 HR/MO TRADING 11) LIONHEART FINANCIAL LTD., 11146 Front Street, Mokena IL 60448, 02/06/1991, President, Insurance/Benefits/Human Resources, INV, 0 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-12-09
• S63 Uniform Securities Agent State Law Examination
  1992-10-30