Best Investors Account Sign in

Dawn Marie Maddox

Raymond James & Associates, Inc.

Wilmington, DE

Wilmington, DE

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2015-06-18
  • DE RA
    APPROVED
    Since 2015-06-18

Branch Locations

3411 Silverside Road Baynard Bldg, Suite 105, Concord Plaza, Wilmington, DE 19810 • United States

Wilmington, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Greenville DE 06/2015 Present
  • 06/2015 → Present
    Raymond James & Associates
    Greenville, DE
Previous Registrations
  • 2007-01-10 → 2015-06-19
    Pnc Wealth Management Llc
    Wilmington, DE
    Greenville, DE
    Hockessin, DE
    Wilmington, DE
    Claymont, DE
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Claymont, DE
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
  • 2004-04-22 → 2006-12-05
    Invest Financial Corporation
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
  • 2004-01-01 → 2004-03-08
    Pnc Wealth Management Llc
    Newark, DE
  • 2003-05-21 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Newark, DE
Other Businesses

(1)Name of Business: Maddox Construtction Address: 5 Rodman Rd, Wilmington, DE, 19809, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 09/05/2001 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: spouse/ owns construction co that holds rental realestate

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-15
S63 Uniform Securities Agent State Law Examination 1996-05-13
  • S65 Uniform Investment Adviser Law Examination
    2002-10-15
  • S63 Uniform Securities Agent State Law Examination
    1996-05-13
Other Names
  • Dawn Maddox
  • Dawn Marie Staino
  • Dawn Staino-Maddox
  • Dawn Marie Staino-Maddox

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
KINGSVIEW WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
PNC WEALTH MANAGEMENT LLC
EDWARD JONES
WISE FINANCIAL SERVICES LLC

Other Investors

LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

More in Wilmington, DE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor