Shawn David Keller

Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2024-06-10
OH	RA	APPROVED	2016-11-30
TX	RA	APPROVED	2016-11-30

KY RA
APPROVED

Since 2024-06-10
OH RA
APPROVED

Since 2016-11-30
TX RA
APPROVED

Since 2016-11-30

Branch Locations

3094 Harrodsburg Road Suite 202, Lexington, KY 40503 • United States

100 East Business Way Suite 360, Cincinnati, OH 45241 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Tmfs Advisors, Llc	Oveland Park	KS	07/2014	11/2016
Financial Engines Advisors L.L.C.	Cincinnati	OH	11/2016	Present

07/2014 → 11/2016

Tmfs Advisors, Llc

Oveland Park, KS
11/2016 → Present

Financial Engines Advisors L.L.C.

Cincinnati, OH

Previous Registrations

2014-07-01 → 2016-11-30

Financial Engines Advisor Center, Llc

Overland Park, KS

Cincinnati, OH
2007-11-19 → 2014-07-02

The Mutual Fund Store

Cincinnati, OH

Cincinnati, OH
2006-11-09 → 2007-09-17

Chase Investment Services Corp.

Centerville, OH

West Chester, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-11-08
S63	Uniform Securities Agent State Law Examination	1992-10-27

S66 Uniform Combined State Law Examination

2006-11-08
S63 Uniform Securities Agent State Law Examination

1992-10-27

View on SEC IAPD

Current Employers

Edelman Financial Engines

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews