Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Auburn | NY | 09/1992 | 09/2025 |
| Avantax Advisory Services | Auburn | NY | 08/1993 | 09/2025 |
| Cuddy Financial Services | Auburn | NY | 08/2003 | Present |
| Daniel R. Cuddy,Cpa,Llc | Auburn | NY | 05/1996 | Present |
| Avantax Insurance Agency, Llc | Auburn | NY | 07/1992 | 09/2025 |
| Cetera Wealth Services, Llc | Auburn | NY | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Champions for Life Grant Ave Auburn NY 13021 Board Position/Officer Other~9/1/2012 4hrs~0hrs I am an existing Board Member and the Secretary. I also serve on the Executive and Finance Committees. 2) DANIEL R. CUDDY, CPA,LLC POSITION: Tax Preparation/Accounting NATURE: Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 70 START DATE: 05/01/1996 ADDRESS: 7 William Street, Auburn NY 13021, United States DESCRIPTION: Meeting with Tax clients for tax planning engagements and also preparation of personal & business tax returns. 3) CUDDY FINANCIAL SERVICES POSITION: Owner/Sole Proprietor NATURE: Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 70 START DATE: 08/01/2003 ADDRESS: 7 William Street, Auburn NY 13021, United States DESCRIPTION: All necessary duties to complete tax returns for my clients. 4) CHAMPIONS FOR LIFE POSITION: Member of the Board of Directors NATURE: Champions for life is not for profit that focuses on character formation for children through sports. The main focus of the organization is for children and values based on education through competitive sports to teach the lessons that will endure a lifetime. No fundraising was done this past two years. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2012 ADDRESS: 453 Grant Ave Road, Auburn NY 13021, United States DESCRIPTION: Board Member- as a board member I attend bi- monthly board meetings and also serve on the Finance Committee which meets twice a year. I do not give advice on investment.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-11-06 |
Reach out to this advisor