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Andrew Bartholomew

Key Investment Services LLC

Auburn, NY

Brooklyn, OH

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
  • NY RA
    APPROVED
    Since 2021-03-26

Branch Locations

268 Grant Avenue, Auburn, NY 13021 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Niagara Securities Auburn NY 01/2011 09/2016
Lpl Financial Llc Auburn NY 01/2011 09/2016
Key Investment Services Llc Auburn NY 09/2016 Present
Previous Registrations
  • 2014-04-25 → 2016-09-21
    Lpl Financial Llc
    Auburn, NY
    Auburn, NY
    Weedsport, NY
    Auburn, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-18
S66 Uniform Combined State Law Examination 2006-02-28
  • S65 Uniform Investment Adviser Law Examination
    2014-04-18
  • S66 Uniform Combined State Law Examination
    2006-02-28

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · AUBURN, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Auburn, NY
PINNACLE INVESTMENTS, LLC · AUBURN, NY
EQUITABLE ADVISORS, LLC · AUBURN, NY
OSAIC WEALTH, INC. · AUBURN, NY
EDWARD JONES · AUBURN, NY
CETERA INVESTMENT ADVISERS LLC · AUBURN, NY
LPL ENTERPRISE, LLC · AUBURN, NY

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