Best Investors Account Sign in

Richard Joseph Filippi

Edward Jones

Lynn Haven, FL

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-06
FL RA APPROVED 2007-05-15
  • TX RA
    APPROVED_RES
    Since 2018-12-06
  • FL RA
    APPROVED
    Since 2007-05-15

Branch Locations

810 Florida Ave Suite B, Lynn Haven, FL 32444 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Lynn Haven FL 05/1992 Present
  • 05/1992 → Present
    Edward D. Jones & Co., L.P.
    Lynn Haven, FL
Other Businesses

Gulf Coast State College(GCSC) Type of business: Life-long learning program Panama City, FL Start date: 1/18/2019 Adjunct Hours per week: 0 Hours during trading: 0 Desc: GCSC Encore Life-long Learning Non-credit Adult Program. Subject: Current Foreign Policy Topics. I lead & moderate discussions on current global topics.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-04
S63 Uniform Securities Agent State Law Examination 1992-11-04
  • S66 Uniform Combined State Law Examination
    2007-05-04
  • S63 Uniform Securities Agent State Law Examination
    1992-11-04
Other Names
  • Rich Filippi
  • Richard Filippi

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lynn Haven, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor