Joe Tom King

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 12/2018
  Raymond James & Associates
  Panama City, FL
• 11/2013 → 01/2019
  Real School Work
  Southport, FL
• 01/2019 → 03/2020
  Ameriprise Financial Services, Inc.
  Destin, FL
• 03/2020 → 06/2024
  Ameriprise Financial Services, Llc
  Panama City, FL
• 06/2024 → Present
  Capital City Bank
  Panama City, FL
• 06/2024 → Present
  Lpl Financial
  Panama City, FL

Previous Registrations

• 2019-01-07 → 2024-06-07
  Ameriprise Financial Services, Llc
  Panama City, FL
  Panama City, FL
• 2006-04-27 → 2018-12-27
  Raymond James & Associates, Inc.
  Tallahassee, FL
  Panama City, FL
• 1993-07-31 → 2006-04-27
  Citigroup Global Markets Inc.
  Panama City, FL
  Panama City, FL

Other Businesses

1- 05/2024 / Joe Tom King Author / Other - Author / Not Investment Related / 5 hr mth / Southport, FL / Start date: 08/01/2017 2) 03/06/2025 - Joe KING (JR) - Not Investment Related - Other - author - Home Based - Start Date:12/02/2024 - 5 Hrs/Mth - 0 Hrs During Trading. 3) 03/12/2025 - Capital City investments - Investment Related - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start Date:06/03/2024 - 160 Hrs/Mth - 8 Hrs During Trading. 4) 03/20/2025 - JOE KING (JR) - Other - published book - Not Investment Related - Home Based - Start Date:02/25/2025 - 10 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-28
• S63 Uniform Securities Agent State Law Examination
  1980-04-18

Other Names

• Joe Tom King
• Joe Tom King