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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2024-06-04 |
Branch Locations
3436 Highway 77 Ste B, Panama City, FL 32405 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Panama City | FL | 04/2006 | 12/2018 |
| Real School Work | Southport | FL | 11/2013 | 01/2019 |
| Ameriprise Financial Services, Inc. | Destin | FL | 01/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Panama City | FL | 03/2020 | 06/2024 |
| Capital City Bank | Panama City | FL | 06/2024 | Present |
| Lpl Financial | Panama City | FL | 06/2024 | Present |
1- 05/2024 / Joe Tom King Author / Other - Author / Not Investment Related / 5 hr mth / Southport, FL / Start date: 08/01/2017 2) 03/06/2025 - Joe KING (JR) - Not Investment Related - Other - author - Home Based - Start Date:12/02/2024 - 5 Hrs/Mth - 0 Hrs During Trading. 3) 03/12/2025 - Capital City investments - Investment Related - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start Date:06/03/2024 - 160 Hrs/Mth - 8 Hrs During Trading. 4) 03/20/2025 - JOE KING (JR) - Other - published book - Not Investment Related - Home Based - Start Date:02/25/2025 - 10 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1980-04-18 |
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