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5600 Glenridge Drive Ne Suite 230 - East, Atlanta, GA 30342 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-07-07 |
| TX | RA | APPROVED_RES | 2023-07-02 |
Branch Locations
450 Old Vine Street Suite 310, Lexington, KY 40507 • United States
5600 Glenridge Drive Ne Suite 230 - East, Atlanta, GA 30342 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Lexington | KY | 02/2013 | 06/2023 |
| Kingswood Capital Partners, Llc | Lexington | KY | 07/2023 | Present |
| Atlanta Consulting Group Advisors, Llc | Lexington | KY | 07/2023 | Present |
1) AgriCapture - Yes - 1 Music Cir S Ste 320, Nashville, TN 37203 - Powering sustainable supply chains - Passive investor - 01/02/2022 - 0-1hr/mo - 0-1hr/mo during trading hrs - Passive investor 2) ATL Consulting Group - Yes - 309 E Paces Ferry Rd Ste 600 ATL, GA 30305 - RIA - Associate Partner/Director of Private Wealth - 07/01/2023 - 80hrs/mo - 65hrs/mo during trading hrs - Advisor for ACG 3) Idle Hour Country Club - No - 1815 Richmond Rd, Lexington, KY 40502 - Private country Club - Advisory Board - 10/28/ - 0-1hr/mo - 0-1hr/mo during trading hrs - Serve on board of gov, local country club, it is a social club 4) POA for Katherine Brewer - Yes - 325 Holiday Rd, Lexington, KY 40502 - POA for mother - POA - 06/23/2015 - 0-1hr/mo - 0-1hr/mo during trading hrs - Succcessor POA for mother 5) LandFund Partners IV LP - Yes - 1005 17th Ave S, STE 6, Nashville, TN 37212 - Institutional farmland investment manager - Passive investor - 05/04/2018 - 0-1hr/mo - 0-1hr/mor during trading hrs - passive investor 6) The Lexington Cemetery - No - 833 W Mains St, Lexington KY 40508 - Private non-profit cemetry & arboretum - Board Member - 09/01/2015 - 0-1hr/mo - 0-1hr/mo during trading hrs - Board member, mainly overseeing budget of operations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-25 |
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