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Derek Matthew Schug

Kestra Investment Management, LLC.

Austin, TX

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Current Employers
Kestra Investment Management, Llc.

5707 Southwest Parkway, Building 2, Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-16
  • TX RA
    APPROVED
    Since 2022-03-16

Branch Locations

5707 Southwest Parkway, Building 2, Ste 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alphasimplex Group, Llc Alphasimplex Group, Llc MA 12/2014 03/2021
Kestra Investment Management, Llc Austin TX 01/2022 Present
Unemployed Hanover MA 04/2021 12/2021
  • 12/2014 → 03/2021
    Alphasimplex Group, Llc
    Alphasimplex Group, Llc, MA
  • 01/2022 → Present
    Kestra Investment Management, Llc
    Austin, TX
  • 04/2021 → 12/2021
    Unemployed
    Hanover, MA
Previous Registrations
  • 2013-10-09 → 2015-03-04
    Sandbox Investments Partners
    Hanover, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-11-09
  • S63 Uniform Securities Agent State Law Examination
    1992-11-09
Designations

View on SEC IAPD

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