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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-06-29
  • TN RA
    APPROVED
    Since 2023-06-29

Branch Locations

736 Market St Ste 316, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dean E. Draper Chattanooga TN 04/2002 Present
Voya Financial Advisors Des Moines IA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 04/2002 → Present
    Dean E. Draper
    Chattanooga, TN
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Des Moines, IA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY: Independent Insurance Agent; Yes; 736 MARKET S STE 316 CHATTANOOGA; CHATTANOOGA; TN; 37402; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/16/2008; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Draper Wealth Management; Yes; 736 Market Street ST 316; Chattanooga; TN; 37402; Financial Services/dba; Owner; 5/5/2020; 160; 160; Sale and Service Insurance, Securities and Investment Products|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-10
S63 Uniform Securities Agent State Law Examination 2004-05-03
  • S65 Uniform Investment Adviser Law Examination
    2009-03-10
  • S63 Uniform Securities Agent State Law Examination
    2004-05-03

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