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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-06-17 |
Branch Locations
26600 Detroit Road Suite 130, Westlake, OH 44145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Memphis | TN | 04/2003 | 05/2019 |
| Raymond James Financial Services, Inc | Westlake | OH | 06/2019 | Present |
| Raymond James Financial Services Advisors Inc. | Westlake | OH | 06/2019 | Present |
(1)Name of Business: TDM Financial LLC DBA Carmel Quintero Financial Services Address: 26600 Detroit Rd Ste 130, Westlake, OH, 44145, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/31/2019 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: I am a Registered Sales Associate for Branch ABI, Westlake OH
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-06-28 |
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