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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 06/2009 | 05/2019 |
| Bofa Securities, Inc. | Charlotte | NC | 05/2019 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 06/2019 | Present |
I*118961 For profit or not for profit: For-Profit Organization Name of outside business organization: Silver Moss Management LLC Investment related: N Address of business: Charlotte, North Carolina 28202 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 11/30/2018 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Sole member/principal of LLC set up to provide Commercial Real Estate Transaction advisory/coordination (non-licensed) and Property Management for spouses separate,inherited real estate holding. I*121397 For profit or not for profit: For-Profit Organization Name of outside business organization: SIlver Moss Management Kiawah, LLC Investment related: N Address of business: Columbia, South Carolina 29223 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 3/7/2019 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: LLC created to hold sole rental income property asset and limit personal liability. LLC is 50% owned by myself through previously AIM approved LLC and 50% by Spouse. General property ownership responsibilities .
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-10 |
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