James Beaton Erben

Current Employers

Employment History

• 03/2006 → Present
  Erben Associates, Llc
  Austin, TX
• 05/2009 → Present
  M Holdings Securities, Inc.
  Portland, OR

Previous Registrations

• 2009-02-11 → 2010-12-31
  Erben Associates, Llc
  Austin, TX
• 1999-11-08 → 2009-06-22
  Eagle Strategies Llc
  Austin, TX

Other Businesses

1) ERBEN ASSOCIATES LLC, AUSTIN, TX; 05/1992; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 4 HRS/MO, 4 TRADING HRS/MO 2) MONKEY JBE LLC; AUSTIN, TX; 01/2017; MANAGING MEMBER; MANAGES OWNERSHIP INTEREST OF PROPERTY MANAGEMENT; 5 HRS/MO, 2 TRADING HRS/MO; NO COMPENSATION, NON-INVESTMENT RELATED 3) VISTAGE; SPEAKER; SAN DIEGO, CA; 02/2009; SPEAKER/PRESENTED TO MEMBER GROUPS. NO SECURITIES ARE DISCUSSED DURING THE PRESENTATION; 5 HRS/MO; 5 TRADING HRS/MO; EXPENSES REIMBURSED; NON-INVESTMENT RELATED 4) EA PROFESSIONAL SERVICES, LLC; MANAGING MEMBER/OWNER; AUSTIN, TX; 02/2022; ENTITY WILL OWN APPROVED PASSIVE INVESTMENTS; 1 HR/MO; 1 TRADING HR/MO; PASSIVE INCOME; NON-INVESTMENT RELATED 5) ROB ROY OFFICE COMPLEX; BOARD MEMBER ; AUSTIN, TX; 03/2023; OFFICE COMPLEX HANDING ISSUES, BUDGET ITEMS, ETC; 2 HRS/MO; 2 TRADING HR/MO; NO COMPENSATION; NON-INVESTMENT RELATED; 6) BEE CAVE ACQUISITION GROUP LLC; AUSTIN TX; OWNER; 12/2010; CO-MANAGING MEMBER BUILDING OWNERSHIP; 3 HRS/MO; 3 TRADING HRS/MO; SALARY & DISTRIBUTION; NON=INVESTMENT RELATED; 7) ERBEN ASSOCIATES LLC; AUSTIN TX; PRESIDENT/OWNER; 02/2011; REGISTERED INVESTMENT ADVISER, BUSINESS DEVELOPMENT, CLIENT MANAGEMENT, STRATEGIC PLANNING, SMA INVESTMENT MANAGEMENT FOR PPLI USING SALI AS AN ADMIN; 40 HRS/MO; 40 TRADING HRS/MO; INVESTMENT RELATED; 8) EA M&A LLC; AUSTIN TX; OWNER/PRESIDENT; 01/2024; COMPANY WILL ASSIST OTHER COMPANIES WITH THE SALE OF THEIR BUSINESS TO 3RD PARTIES; 40 HRS/MO; 20 TRADING HRS/MO; INVESTMENT RELATED;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-29
• S63 Uniform Securities Agent State Law Examination
  1993-02-08

Other Names

• Jim Erben