Donald James Barrett

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2006-07-17

OH RA
APPROVED

Since 2006-07-17

Branch Locations

117 South Water St, Kent, OH 44240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Kent	OH	07/2006	Present

07/2006 → Present

Lpl Financial Llc

Kent, OH

Previous Registrations

1999-11-22 → 2006-08-17

Keybanc Capital Markets Inc.

Hudson, OH

Hudson, OH

Other Businesses

(1) 04/25/2006 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - BARRETT FINANCIAL GROUP - KENT, OH (2) 04/25/2006 - REAL ESTATE RENTAL - TIME SPENT 10% - KENT, OH (3) 10/16/2006 - REAL ESTATE RENTAL - TIME SPENT 0% - KENT, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-12-08
S63	Uniform Securities Agent State Law Examination	1992-11-25

S65 Uniform Investment Adviser Law Examination

1992-12-08
S63 Uniform Securities Agent State Law Examination

1992-11-25

Other Names

Don Barrett
Donald Barrett

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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