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John Harrison Lindsey

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-06-10
TX RA APPROVED 2020-06-10
  • PA RA
    APPROVED
    Since 2020-06-10
  • TX RA
    APPROVED
    Since 2020-06-10

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities Langhorne PA 12/2015 11/2017
United Capital Financial Advisers, Llc Newport Beach CA 12/2015 07/2019
Cetera Advisor Networks Llc El Segundo CA 11/2017 04/2020
The Vanguard Group, Inc. Malvern PA 04/2020 Present
Goldman Sachs Langhorne PA 07/2019 04/2020
  • 12/2015 → 11/2017
    Girard Securities
    Langhorne, PA
  • 12/2015 → 07/2019
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 11/2017 → 04/2020
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 04/2020 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 07/2019 → 04/2020
    Goldman Sachs
    Langhorne, PA
Previous Registrations
  • 2015-12-02 → 2020-05-12
    United Capital Financial Advisors
    Langhorne, PA
  • 2017-11-01 → 2019-06-13
    Cetera Wealth Services, Llc
    Langhorne, PA
  • 2015-12-02 → 2017-11-01
    Girard Securities, Inc.
    San Diego, CA
    Langhorne, PA
  • 2012-06-19 → 2015-12-02
    Centaurus Financial, Inc.
    Langhorne, PA
    Santa Barbara, CA
Other Businesses

Employee of The Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-17
S63 Uniform Securities Agent State Law Examination 1992-11-09
  • S65 Uniform Investment Adviser Law Examination
    2002-09-17
  • S63 Uniform Securities Agent State Law Examination
    1992-11-09
Designations
Other Names
  • John H Lindsey
  • John Harrison Lindsey
  • John Lindsey

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

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