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John Lawrence Haase

Stifel, Nicolaus & Company, Incorporated

Greenville, SC

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-08-08
TX RA APPROVED_RES 2020-03-03
FL RA APPROVED 2015-08-21
MD RA APPROVED 2014-01-08
DC RA APPROVED 2008-12-11
  • SC RA
    APPROVED
    Since 2023-08-08
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • FL RA
    APPROVED
    Since 2015-08-21
  • MD RA
    APPROVED
    Since 2014-01-08
  • DC RA
    APPROVED
    Since 2008-12-11

Branch Locations

Patewood Vi Office Park 10 Patewood Drive, Suite 220, Greenville, SC 29615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Washington DC 09/2008 Present
  • 09/2008 → Present
    Stifel Nicolaus & Co Inc
    Washington, DC
Previous Registrations
  • 2008-01-01 → 2008-11-21
    Wells Fargo Clearing Services, Llc
    Washington, DC
  • 1998-07-12 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Washington, DC
    St. Louis, MO
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-26
S63 Uniform Securities Agent State Law Examination 1992-12-11
  • S65 Uniform Investment Adviser Law Examination
    1998-05-26
  • S63 Uniform Securities Agent State Law Examination
    1992-12-11
Other Names
  • John L Haase

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · GREENVILLE, SC
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GREENVILLE, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
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