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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-05 |
| SC | RA | APPROVED | 2012-12-17 |
| GA | RA | APPROVED | 2009-06-01 |
Branch Locations
One 10Th Street Suite 600, Augusta, GA 30901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Augusta | GA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*66892- Brian Keith and Associates LLC; Investment related: Yes; Modoc, South Carolina; Rental Properties; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2010; During business hours: 0; After business hours: 10; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-25 |
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