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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
THE HERITAGE FOUNDATION (BOARD MEMBER); POA FOR FAMILY MEMBER; DOSHER MEMORIAL HOSPITAL FOUNDATION (BOARD MEMBER); DBA: LEGACY WEALTH STRATEGIES; GARDEN PARTNERS, LLC (PARTNER)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-23 |
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