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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-03-24 |
Branch Locations
4330 Southport-Supply Rd Se, Unit 203, Southport, NC 28461 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Wilmington | NC | 06/2016 | 03/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | NC | 06/2016 | 03/2023 |
| Lpl Financial Llc | Southport | NC | 03/2023 | Present |
1) 04/10/2023 - Wealth Preservation Associates - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/01/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-23 |
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