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Current Employers
National Wealth Management Group, Llc

11260 Chester Road Suite 250, Cincinnati, OH 45246-0002 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-12-08
  • OH RA
    APPROVED
    Since 2022-12-08

Branch Locations

11260 Chester Road Suite 250, Cincinnati, OH 45246-0002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Akron OH 12/1998 03/2017
Metlife Securities Inc. Akron OH 12/1998 03/2017
Massmutual Life Insurance Company Centerville OH 07/2016 12/2022
Mml Investors Services, Llc Centerville OH 03/2017 12/2022
Lpl Financial Llc Cincinnati OH 12/2022 Present
National Wealth Management Group, Llc Cincinnati OH 12/2022 Present
  • 12/1998 → 03/2017
    Metropolitan Life Insurance Company
    Akron, OH
  • 12/1998 → 03/2017
    Metlife Securities Inc.
    Akron, OH
  • 07/2016 → 12/2022
    Massmutual Life Insurance Company
    Centerville, OH
  • 03/2017 → 12/2022
    Centerville, OH
  • 12/2022 → Present
    Lpl Financial Llc
    Cincinnati, OH
  • 12/2022 → Present
    Cincinnati, OH
Previous Registrations
  • 2017-03-25 → 2022-12-14
    Bellbrook, OH
    Cincinnati, OH
    Cincinnati, OH
    Bellbrook, OH
    Cincinnati, OH
    Centerville, OH
  • 2006-05-22 → 2017-03-25
    Msi Financial Services, Inc.
    Dublin, OH
    Bellbrook, OH
    West Chester, OH
    Miamisburg, OH
    Broadview Hts, OH
    Cincinnati, OH
Other Businesses

1. 12/14/2022 - National Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 11/21/2022 - 80 Hours Per Month/20 Hours During Securities Trading - I provide investment advisory services through National Wealth Management Group, LLC, an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 1040 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-01-28
  • S63 Uniform Securities Agent State Law Examination
    2000-01-28

View on SEC IAPD

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