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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-05-16 |
| TX | RA | APPROVED_RES | 2017-05-12 |
Branch Locations
3567 E Sunrise Dr. Ste 105, Tucson, AZ 85718 • United States
Tucson, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 02/2015 | 05/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2017 | Present |
TATA Real Estate,LLC., 1822 Seneca, Tucson, AZ 85719 Owner since 1/4/05, gather rental income to pay rental mortgage, upkeep duties, 30 hours yearly no hours during trading. Free service of Notary, 3567 E Sunrise, DR., Ste 237, Tucson, AZ 85718, notary since 1/5/10, 30 hours yearly, none during trading hours. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 50 HR/WK - 50/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4. JNJ Wealth Management Group, LLC 3567 E Sunrise Dr. Suite- 105. Tucson AZ 85818. Managing Partner, Sales of Life Insurance. 5/12/2017. Investment related, 10/monthly, 0/trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-17 |
| S65 | Uniform Investment Adviser Law Examination | 1993-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-12 |
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