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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-24
TX RA APPROVED_RES 2024-05-08
PA RA APPROVED 2021-11-18
DE RA APPROVED 2011-07-28
  • FL RA
    APPROVED
    Since 2024-07-24
  • TX RA
    APPROVED_RES
    Since 2024-05-08
  • PA RA
    APPROVED
    Since 2021-11-18
  • DE RA
    APPROVED
    Since 2011-07-28

Branch Locations

101 West Elm Street, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Wilmington DE 07/2011 Present
Other Businesses

1) Name of Business: Old York Road Country Club./ Address: 801 Tennis AvenueAmbler PA United States 19002./ Investment Related: No./ Nature: Golf and country club./ Duty: Member of Board of directors./ Role: Golf Committee Chairperson and provide board oversight of club executives./ Start Date: 1/1/2024./ Time Required: N/A.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-07
S63 Uniform Securities Agent State Law Examination 1992-11-24
  • S65 Uniform Investment Adviser Law Examination
    1995-11-07
  • S63 Uniform Securities Agent State Law Examination
    1992-11-24
Other Names
  • Pj Ierardi
  • Peter J Jerardi
  • Peter Joseph Ierardi

View on SEC IAPD

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