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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-24 |
| TX | RA | APPROVED_RES | 2024-05-08 |
| PA | RA | APPROVED | 2021-11-18 |
| DE | RA | APPROVED | 2011-07-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Wilmington | DE | 07/2011 | Present |
1) Name of Business: Old York Road Country Club./ Address: 801 Tennis AvenueAmbler PA United States 19002./ Investment Related: No./ Nature: Golf and country club./ Duty: Member of Board of directors./ Role: Golf Committee Chairperson and provide board oversight of club executives./ Start Date: 1/1/2024./ Time Required: N/A.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-24 |
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