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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-10-22 |
| PA | RA | APPROVED | 2015-09-16 |
| TX | RA | APPROVED | 2015-09-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Conshohocken | PA | 09/2015 | Present |
Water Mill Homeowners' Association, Inc, Manage and upkeep the common areas of the Water Mill development in Media PA, Member of Board of directorsReview HOA financial statements and bills, start date-6/1/2021, PAMediaUnited States-19063.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-17 |
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