Richard Knier

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1992 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 06/2011 → Present
  Bank Of America, N.A.
  Northbrook, IL

Other Businesses

I*2023281, Entity Type Fiduciary, Name of OBA: LEK Address: Deland, Florida, 32724 Investment Related: No Position, Title, Association: Executor Employee Start Date: Dec-19-2019 No Hours: 25 weekly No Hours during trading: 0 Duties: I*5243273, Entity Type: , Name of OBA: L E. K, Address: Deland, Florida, 32724, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 12/19/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-05-11
• S63 Uniform Securities Agent State Law Examination
  1992-11-24

Other Names

• Richard W Knier
• Richard Warner Knier