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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 1998-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 09/1992 | Present |
| Bank Of America, N.A. | Northbrook | IL | 06/2011 | Present |
I*2023281, Entity Type Fiduciary, Name of OBA: LEK Address: Deland, Florida, 32724 Investment Related: No Position, Title, Association: Executor Employee Start Date: Dec-19-2019 No Hours: 25 weekly No Hours during trading: 0 Duties: I*5243273, Entity Type: , Name of OBA: L E. K, Address: Deland, Florida, 32724, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 12/19/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-24 |
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