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Roxanne M Rubenstein

Raymond James & Associates, Inc.

St. Petersburg, FL

Pendleton, IN

Raymond James Financial Services Advisors, Inc

Pendleton, IN

Saint Petersburg, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-10-15
  • IN RA
    APPROVED
    Since 2025-10-15

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Pendleton, IN • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-10-15
  • IN RA
    APPROVED
    Since 2025-10-15

Branch Locations

Pendleton, IN • United States

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp. Dallas TX 07/2014 09/2016
Unemployed Plano TX 09/2016 04/2017
Morgan Stanley Dallas TX 04/2017 08/2021
Jpmorgan Chase Bank, N.A. Plano TX 10/2021 08/2025
J.P. Morgan Securities Llc Plano TX 10/2021 08/2025
Unemployed Plano TX 09/2021 09/2021
Raymond James & Associates Pendleton IN 09/2025 Present
Raymond James Financial Services Pendleton IN 09/2025 Present
Raymond James Finance Advisors Pendleton IN 09/2025 Present
  • 07/2014 → 09/2016
    1St Global Capital Corp.
    Dallas, TX
  • 09/2016 → 04/2017
    Unemployed
    Plano, TX
  • 04/2017 → 08/2021
    Morgan Stanley
    Dallas, TX
  • 10/2021 → 08/2025
    Jpmorgan Chase Bank, N.A.
    Plano, TX
  • 10/2021 → 08/2025
    J.P. Morgan Securities Llc
    Plano, TX
  • 09/2021 → 09/2021
    Unemployed
    Plano, TX
  • 09/2025 → Present
    Raymond James & Associates
    Pendleton, IN
  • 09/2025 → Present
    Raymond James Financial Services
    Pendleton, IN
  • 09/2025 → Present
    Raymond James Finance Advisors
    Pendleton, IN
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-01-30
S65 Uniform Investment Adviser Law Examination 1999-02-08
  • S63 Uniform Securities Agent State Law Examination
    2026-01-30
  • S65 Uniform Investment Adviser Law Examination
    1999-02-08
Other Names
  • Roxanne Marie Smid
  • Roxanne Marie Salmon
  • Roxanne M Salmon

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
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