Lance David Steinberg

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 10/2017
  Wells Fargo Advisors Financial Network Llc
  Portland, OR
• 11/2017 → Present
  Lpl Financial, Llc
  Portland, OR

Previous Registrations

• 2007-09-14 → 2017-11-03
  Wells Fargo Advisors Financial Network, Llc
  Portland, OR
• 2002-07-19 → 2007-09-14
  Rbc Capital Markets, Llc
  Portland, OR
  Portland, OR

Other Businesses

1. 11/02/2017 - STEINBERG INVESTMENT GROUP LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ PORTLAND, OR. 2. 1/25/2019 - Northwest Robo Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2019 - 1 Hour Per Month During Securities Trading - Name of web address (www.nwroboadvisors.com).

Exams

• S66 Uniform Combined State Law Examination
  2009-08-13
• S65 Uniform Investment Adviser Law Examination
  1992-12-16
• S63 Uniform Securities Agent State Law Examination
  1992-11-30