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Igor Feldman

Wells Fargo Clearing Services, LLC

Boca Raton, FL

CRD 2282999

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-24
  • FL RA
    APPROVED
    Since 2025-02-24

Branch Locations

1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Boca Raton FL 09/2010 11/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2019
Ameriprise Financial Services Inc Boca Raton FL 11/2019 03/2020
Ameriprise Financial Services, Llc Boca Raton FL 03/2020 02/2025
Wells Fargo Clearing Services, Llc Boca Raton FL 02/2025 Present
  • 09/2010 → 11/2019
    Morgan Stanley Smith Barney
    Boca Raton, FL
  • 01/2015 → 11/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2019 → 03/2020
    Ameriprise Financial Services Inc
    Boca Raton, FL
  • 03/2020 → 02/2025
    Ameriprise Financial Services, Llc
    Boca Raton, FL
  • 02/2025 → Present
    Wells Fargo Clearing Services, Llc
    Boca Raton, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-13
S63 Uniform Securities Agent State Law Examination 1995-09-20
  • S66 Uniform Combined State Law Examination
    2005-05-13
  • S63 Uniform Securities Agent State Law Examination
    1995-09-20

View on SEC IAPD

Nearby Firms

SUN CAPITAL ADVISORS, L.P.
AMERIPRISE FINANCIAL SERVICES, LLC
HIGHTOWER ADVISORS, LLC

Nearby Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS

Nearby Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL

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