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William Louis Asher

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 2282700

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-06-16
TX RA APPROVED_RES 2022-06-06
  • AZ RA
    APPROVED
    Since 2022-06-16
  • TX RA
    APPROVED_RES
    Since 2022-06-06

Branch Locations

14321 North Northsight Blvd., Scottsdale, AZ 85260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group Scottsdale AZ 02/2022 Present
Wiegand Financial Group Seattle WA 02/2020 02/2022
Unemployed Seattle WA 01/2010 01/2020
Vanguard Marketing Corporation Scottsdale AZ 02/2022 Present
Vanguard Advisers, Inc. Scottsdale AZ 02/2022 Present
  • 02/2022 → Present
    The Vanguard Group
    Scottsdale, AZ
  • 02/2020 → 02/2022
    Wiegand Financial Group
    Seattle, WA
  • 01/2010 → 01/2020
    Unemployed
    Seattle, WA
  • 02/2022 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 02/2022 → Present
    Scottsdale, AZ
Previous Registrations
  • 2008-10-14 → 2009-12-17
    Bellingham, WA
    Bellingham, WA
    Sedro-Wooley, WA
    Bellingham, WA
    Blair, WA
    Seattle, WA
    Ferndale, WA
    Lynden, WA
    Anacortes, WA
    Bellingham, WA
    Bellingham, WA
    Everson, WA
    Poulsbo, WA
    Silverdale, WA
    Kirkland, WA
    Oak Harbor, WA
    Burlington, WA
    Lynden, WA
    Snohomish, WA
    Everett, WA
    Mt. Vernon, WA
    Couperville, WA
    Mill Creek, WA
    Wenatchee, WA
    East Wenatchee, WA
    Wenatchee, WA
    Mt. Vernon, WA
    Lynden, WA
    Seattle, WA
  • 2006-09-27 → 2008-10-03
    Harrisdirect Llc
    Jersey City, NJ
  • 2004-05-21 → 2005-05-05
    Bellevue, WA
  • 2003-07-09 → 2004-06-03
    Wamu Investments, Inc.
    Seattle, WA
  • 2003-04-01 → 2003-06-16
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-03
S63 Uniform Securities Agent State Law Examination 1992-10-20
  • S66 Uniform Combined State Law Examination
    2022-06-03
  • S63 Uniform Securities Agent State Law Examination
    1992-10-20
Other Names
  • Bill Asher
  • William Louis Asher
  • William Asher

View on SEC IAPD

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