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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2018-01-22 |
| TX | RA | APPROVED | 2018-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc. | Nashville | TN | 05/1993 | 01/2018 |
| Pinnacle Bank | Nashville | TN | 01/2018 | Present |
| Raymond James Financial Services, Inc. | Nashville | TN | 01/2018 | Present |
| Raymond James Financial Services Advisors Inc. | Nashville | TN | 01/2018 | Present |
(1) Name of Business: Pinnacle Asset Management Address: 424 Donelson Pike, Nashville, TN, 37214, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/23/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Providing Financial advice and direction
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-02 |
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