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John David Peterson

Cwm Financial Group, Inc.

Rockville, MD

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Current Employers
Cwm Financial Group, Inc.

1 Research Court Suite 450, Rockville, MD 20850 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2012-08-01
VA RA APPROVED 1999-04-08
MD RA APPROVED 1998-08-19
  • DC RA
    APPROVED
    Since 2012-08-01
  • VA RA
    APPROVED
    Since 1999-04-08
  • MD RA
    APPROVED
    Since 1998-08-19

Branch Locations

1 Research Court Suite 450, Rockville, MD 20850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cwm Financial Group, Inc. Rockville MD 01/1998 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-22
S63 Uniform Securities Agent State Law Examination 1992-10-09
  • S65 Uniform Investment Adviser Law Examination
    1993-02-22
  • S63 Uniform Securities Agent State Law Examination
    1992-10-09
Designations

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
UNITED BROKERAGE SERVICES, INC
PROFIT INVESTMENTS
ORTMAN FINANCIAL PLANNING

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Other Offices

LPL FINANCIAL LLC · ROCKVILLE, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKVILLE, MD
NAVY FEDERAL INVESTMENT SERVICES, LLC · Rockville, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · N Bethesda, MD
J.P. MORGAN SECURITIES LLC · Rockville, MD
UNITED BROKERAGE SERVICES, INC · ROCKVILLE, MD
PROFIT INVESTMENTS · NORTH BETHESDA, MD
ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

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