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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1998-11-12
FL RA APPROVED 1998-09-14
  • TX RA
    APPROVED_RES
    Since 1998-11-12
  • FL RA
    APPROVED
    Since 1998-09-14

Branch Locations

19495 Biscayne Blvd, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Aventura FL 09/1998 Present
Bank Of America, Na Fort Lauderdale FL 12/2009 Present
Other Businesses

I*373300 For profit or not for profit: Entity Charitable Name of outside business organization: Neve Michael Childrens Village Inc Investment related: N Address of business: Pembroke Pines, Florida, 33023, United States Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 9/30/2023 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Other Provide a safe haven for Israeli children at risk k I*123314 For profit or not for profit: For-Profit Organization Name of outside business organization: Brener Investments LLC Investment related: Y Address of business: Aventura, Florida 33180 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 43615 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: The entity is created exclusively to invest in a real estate project my son Mark Brener is involved in. It will be a holding company only. No actual business activity

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-21
S63 Uniform Securities Agent State Law Examination 1992-12-17
  • S65 Uniform Investment Adviser Law Examination
    2001-05-21
  • S63 Uniform Securities Agent State Law Examination
    1992-12-17

View on SEC IAPD

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