Shane Shannon Smith

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1992 → Present
  Ubs Financial Services Inc.
  Redlands, CA

Other Businesses

1)HIGH SCHOOL SPORTS OFFICIATING. SAN BERNARDINO AND RIVERSIDE COUNTIES. NOT INVESTMENT RELATED. BUSINESS - REFEREE HIGH SCHOOL FOOTBALL AND BASKETBALL. TITLE - REFEREE. START DATE - 09/03/1987. HRS/MONTHS - DURING THE YEAR I AVERAGE ABOUT 10 HOURS A MONTH. DUTIES - OFFICIATE HIGH SCHOOL GAMES. 2)REFEREE AT SPORTING EVENTS / NON-PROFIT

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-10-15
• S65 Uniform Investment Adviser Law Examination
  1992-10-15

Other Names

• Shane S Smith