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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
3390 University Avenue, Riverside, CA 92501 • United States
Highland, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Redlands | CA | 08/1992 | Present |
1)HIGH SCHOOL SPORTS OFFICIATING. SAN BERNARDINO AND RIVERSIDE COUNTIES. NOT INVESTMENT RELATED. BUSINESS - REFEREE HIGH SCHOOL FOOTBALL AND BASKETBALL. TITLE - REFEREE. START DATE - 09/03/1987. HRS/MONTHS - DURING THE YEAR I AVERAGE ABOUT 10 HOURS A MONTH. DUTIES - OFFICIATE HIGH SCHOOL GAMES. 2)REFEREE AT SPORTING EVENTS / NON-PROFIT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-10-15 |
| S65 | Uniform Investment Adviser Law Examination | 1992-10-15 |
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