Best Investors
Account
Sign in
Best Investors
Account
Sign in
4 Campus Drive, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-10 |
Branch Locations
9713 Santa Monica Blvd. Suite 219, Beverly Hills, CA 90210 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Pasadena | CA | 03/2008 | 05/2024 |
| Bank Of America, N.A. | Glendale | CA | 06/2011 | 05/2024 |
| Summit Financial, Llc | Parsippany | NJ | 05/2024 | Present |
| Private Client Services | Padadena | CA | 05/2024 | 08/2024 |
1) Electric Jane. Nashville, TN. Live music private membership Club. 0 hrs/mo. 2) SMS Private Wealth. 155 N Lake Ave, Suite 800, Pasadena, CA 91214. RIA. 50 hrs/mo; 40 during trading hrs. 3) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company of Summit Which Is Licensed To Sell Various Insurance Products. Mr. McWhorter Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-10-20 |
| S65 | Uniform Investment Adviser Law Examination | 1992-10-20 |
Reach out to this advisor