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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-30 |
| MT | RA | APPROVED | 2005-10-11 |
| NV | RA | APPROVED | 2002-05-14 |
Branch Locations
5310 Kietzke Lane Suite 201, Reno, NV 89511-2044 • United States
Reno, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Reno | NV | 03/2008 | Present |
| City National Bank | Reno | NV | 01/2018 | Present |
Name of Entity: Honey Lake Ranch Address of Business: 717-900 Blinkenstaff Rd Janesville, CA 96114 Business Descriptions: Recreation Property Is investment-related: No Projected Start Date: 10/01/15 Projected End Date: None Capacity: Partner Duties Performed: Member of the recreation property 0 hours devoted to this OBA per month 0 hours devoted during security trading hours per month Name of Entity: Beaver Springs LLC Address of Business: 4195 Wild Eagle Ter Reno , NV 89511 Business Descriptions: Ranch / Rec. Property Is investment-related: No Projected Start Date: 04/01/11 Projected End Date: None Capacity: Owner - Active Duties Performed: 50% partner in a recreational ranch property 4 hours devoted to this OBA per month 0 hours devoted during security trading hours per month Name of Entity: Nevada Wildlife Record Book Foundation Address of Business: 50 Filmore Reno , NV 89509 Business Descriptions: Not For Profit Is investment-related: No Projected Start Date: 02/05/11 Projected End Date: None Capacity: Director Duties Performed: One of eight committee members 2 hours devoted to this OBA per month 0 hours devoted during security trading hours per month Name of Entity: Nevada Wildlife Record Book Address of Business: 50 Filmore Reno , NV 89509 Business Descriptions: Not For Profit Is investment-related: No Projected Start Date: 03/01/96 Projected End Date: None Capacity: Director Duties Performed: Records program-compiling data for record book. 5 hours devoted to this OBA per month 0 hours devoted during security trading hours per month
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-04-14 |
| S65 | Uniform Investment Adviser Law Examination | 1993-04-14 |
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