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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-30
MT RA APPROVED 2005-10-11
NV RA APPROVED 2002-05-14
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • MT RA
    APPROVED
    Since 2005-10-11
  • NV RA
    APPROVED
    Since 2002-05-14

Branch Locations

5310 Kietzke Lane Suite 201, Reno, NV 89511-2044 • United States

Reno, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Reno NV 03/2008 Present
City National Bank Reno NV 01/2018 Present
Other Businesses

Name of Entity: Honey Lake Ranch Address of Business: 717-900 Blinkenstaff Rd Janesville, CA 96114 Business Descriptions: Recreation Property Is investment-related: No Projected Start Date: 10/01/15 Projected End Date: None Capacity: Partner Duties Performed: Member of the recreation property 0 hours devoted to this OBA per month 0 hours devoted during security trading hours per month Name of Entity: Beaver Springs LLC Address of Business: 4195 Wild Eagle Ter Reno , NV 89511 Business Descriptions: Ranch / Rec. Property Is investment-related: No Projected Start Date: 04/01/11 Projected End Date: None Capacity: Owner - Active Duties Performed: 50% partner in a recreational ranch property 4 hours devoted to this OBA per month 0 hours devoted during security trading hours per month Name of Entity: Nevada Wildlife Record Book Foundation Address of Business: 50 Filmore Reno , NV 89509 Business Descriptions: Not For Profit Is investment-related: No Projected Start Date: 02/05/11 Projected End Date: None Capacity: Director Duties Performed: One of eight committee members 2 hours devoted to this OBA per month 0 hours devoted during security trading hours per month Name of Entity: Nevada Wildlife Record Book Address of Business: 50 Filmore Reno , NV 89509 Business Descriptions: Not For Profit Is investment-related: No Projected Start Date: 03/01/96 Projected End Date: None Capacity: Director Duties Performed: Records program-compiling data for record book. 5 hours devoted to this OBA per month 0 hours devoted during security trading hours per month

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-04-14
S65 Uniform Investment Adviser Law Examination 1993-04-14
  • S63 Uniform Securities Agent State Law Examination
    1993-04-14
  • S65 Uniform Investment Adviser Law Examination
    1993-04-14

View on SEC IAPD

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