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Carol Pasol Lewis

Rbc Capital Markets, LLC

Beverly Hills, CA

Long Beach, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-02-15
  • CA RA
    APPROVED
    Since 2007-02-15

Branch Locations

9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States

Long Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Beverly Hills CA 03/2008 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-06
S63 Uniform Securities Agent State Law Examination 1995-06-26
  • S66 Uniform Combined State Law Examination
    2000-06-06
  • S63 Uniform Securities Agent State Law Examination
    1995-06-26
Other Names
  • Carol Desilva
  • Carol P Desilva
  • Carol Lewis

View on SEC IAPD

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