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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-05-10 |
Branch Locations
320 Seven Springs Way Suite 250, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Nashville | TN | 01/1997 | 05/2024 |
| Lpl Financial Llc | Brentwood | TN | 05/2024 | Present |
1)03/26/2024 - Real Estate Rental - Owner - Inv Rel - Brentwood, TN - Start: 12/021 - 10 Hr/Mth 2)03/26/2024 - Suzanne Nelson - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - start: 05/1998 3)03/26/2024 - Notary - State of TN - Inv Rel - Start: 05/2014
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-11-17 |
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