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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-06 |
| OH | RA | APPROVED | 2018-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lima | OH | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lima | OH | 11/2016 | 10/2018 |
| Stifel Nicolaus & Co Inc | Lima | OH | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-02 |
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