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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Birmingham | AL | 09/2014 | 07/2022 |
| Homemaker | Birmingham | AL | 07/2022 | 09/2022 |
| Southwest Airlines | Birmingham | AL | 09/2022 | Present |
| Concourse Financial Group Securities Inc | Birmingham | AL | 01/2023 | 02/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 02/2025 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 02/2025 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 02/2025 | Present |
SOUTHWEST AIRLINES; Non-Investment Related; Birmingham, AL; Other; Flight Attendant; Start Date 09/2022; 40 hours per month with some hours occurring during trading hours; Inflight safety and hospitality related duties. >> HOOVER CITY SCHOOLS; Non-Investment Related; Hoover, AL; Other; Substitute Teacher; Start Date 11/2022; Varied hours (0 to 24) per month with varied hours (0-16) per month occurring during trading hours; Substitute teach on a part-time basis.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-11 |
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