Shelley Don Hatley

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 03/2020
  Ameriprise Financial Services, Inc.
  Austin, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Austin, TX

Previous Registrations

• 2008-09-25 → 2010-11-11
  Couch Hallum Financial Group
  Austin, TX
• 2004-04-02 → 2008-10-06
  Securities America Advisors, Inc.
  Austin, TX
• 1998-02-13 → 2004-03-30
  Ameriprise Financial Services, Llc
  Austin, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-02-12

Other Names

• Shelley Wells
• Shelly Wells