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Regal Advisory Services, Inc. CRD 123842
$121M regulatory AUM 1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2018-05-18 |
| TX | RA | APPROVED_RES | 2018-04-03 |
| NJ | RA | APPROVED | 2017-07-28 |
Branch Locations
2640 Highway 70 Building 8, Suite 102, Manasquan, NJ 08736 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regal Securities | Brielle | NJ | 01/2013 | Present |
1. PRUDENTIAL, INVESTMENT RELATED, ONE CORPORATE DRIVE, SHELTON, CT 06484, INSURANCE SALES, INSURANCE AGENT, 41305, 8 HOURS A MONTH, 8 HOURS A MONTH, FIXED, INDEXED, & VARIABLE INSURANCE SALES 2. McGrath Financial Services LLC (rename from MEM ALLIANCE CAPITAL LLC) NOT INVESTMENT RELATED, 2640 Highway 70, Building 8, Suite 102, Manasquan NJ, 08736. HOLDING COMPANY, PART OWNER, 38508, 2 HOURS A MONTH, 0 DURING TRADING HOURS, OFFICE BILLS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-18 |
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