Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-03 |
| WI | RA | APPROVED | 2021-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Appleton | WI | 03/2008 | 10/2021 |
| Raymond James & Associates, Inc. | Appleton | WI | 10/2021 | Present |
(1) ST. FRANCIS XAVIER FOUNDATION; ADDRESS: 1600 WEST PROSPECT AVENUE, APPLETON, WI 54914; NOT FOR PROFIT; BUSINESS DESCRIPTION: NON-PROFIT ADVISORY BOARD TO SCHOOL SYSTEM: CAPACITY: OFFICER, BOARD OF DIRECTORS: START DATE: 7/24/2018; DUTIES: BOARD MEMBER AND PRESIDENT OF FOUNDATION BOARD WHICH AS AS ADVISORY PANEL TO TRUSTEES; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1. (2) LIFE TOOLS FOUNDATION, INC.; ADDRESS: 105 OAKRIDGE COURT, COMBINED LOCKS, WI, 54113; NOT FOR PROFIT; BUSINESS DESCRIPTION: NON-PROFIT TUTORING SERVICES TO LOW INCOME STUDENTS K-12; CAPACITY: BOARD OF DIRECTORS; START DATE: 8/1/2018; DUTIES: GENERAL ADVICE ON HOW THEY APPROACH THE COMMUNITY TO RAISE FUNDS TO PROVIDE THEIR SERVICES TO UNDERPRIVILEGED CHILDREN IN NEED; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-12 |
Reach out to this advisor