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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2012-07-18
  • MO RA
    APPROVED
    Since 2012-07-18

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

St Louis, MO • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2012-07-18
  • MO RA
    APPROVED
    Since 2012-07-18

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

St Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St Louis MO 07/2012 11/2016
Wells Fargo Clearing Services, Llc St Louis MO 11/2016 Present
Previous Registrations
  • 2008-01-01 → 2012-06-29
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
  • 2006-06-12 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
Other Businesses

CONSCIOUS IMAGE PRODUCTIONS, LLC; NOT INVESTMENT RELATED; ST. LOUIS, MO; START DATE 09/13/2021; NUMBER OF HOURS PER MONTH 7; NUMBER OF HOURS DURING TRADING 0; WORKING WITH MEMBERS TO ASSIST MUSICIANS IN PRODUCTION, DISTRIBUTION, AND MANAGEMENT OF THEIR MUSIC.| KEPA TECH SOLUTIONS, LLC ; INV RELATED; ADA, OK; PROVIDE TECHNOLOGY AND JOB TRAINING;50% OWNERSHIP; START DATE: 11/03/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-09
S63 Uniform Securities Agent State Law Examination 1996-11-08
  • S66 Uniform Combined State Law Examination
    2006-06-09
  • S63 Uniform Securities Agent State Law Examination
    1996-11-08

View on SEC IAPD

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