Randy Charles Benning

Current Employers

Benning Financial Group, Llc

560 First Street Suite C-107, Benicia, CA 94510 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-12-02
CA	RA	APPROVED	2002-10-29

TX RA
APPROVED_RES

Since 2022-12-02
CA RA
APPROVED

Since 2002-10-29

Branch Locations

560 First Street Suite C-107, Benicia, CA 94510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Benning Financial Group Llc	Benicia	CA	11/2002	Present
Triad Advisors, Inc	Norcross	GA	12/2008	12/2017

11/2002 → Present

Benning Financial Group Llc

Benicia, CA
12/2008 → 12/2017

Triad Advisors, Inc

Norcross, GA

Previous Registrations

1999-10-25 → 2002-11-19

Ws Griffith Securities, Inc.

Fairfield, CA

Other Businesses

RANDY C. BENNING (INSURANCE); NON-INVESTMENT RELATED; BENICIA, CA; INSURANCE; BROKER/OWNER; 1991; 3 HRS/MONTH; NOT DURING TRADING HOURS; COMPENSATION-COMMISSIONS; APPOINTED WITH SEVERAL CARRIERS; ACCESS NEED, OBTAIN QUOTES, REVIEW WITH PROSPECT/CLIENT, WRITE APPLICATION, HAVE IT UNDERWRITTEN AND ISSUED, DELIVER CONTRACT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-15
S63	Uniform Securities Agent State Law Examination	1993-01-13

S65 Uniform Investment Adviser Law Examination

1999-10-15
S63 Uniform Securities Agent State Law Examination

1993-01-13

Designations

View on SEC IAPD

Current Employers

Benning Financial Group, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews